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Tag: Fines

Technology

the EU will impose minimal fines on Apple and Meta next week, far below the DMA’s 10% of global turnover cap, to avoid tensions...

Sai Sudhir - March 28, 2025

Wealth Management

CIRO fines dealing representative for unauthorized account form use and alterations

Sai Sudhir - February 7, 2025

Wealth Management

FINRA Fines Edward Jones, Osaic, Cambridge $8.2M

Sai Sudhir - January 1, 2025

Wealth Management

SEC Fines Invesco Advisers $17.5M For “Misleading” ESG Claims

Sai Sudhir - November 10, 2024

Wealth Management

FINRA Fines Raymond James $1.9M Over Client Complaint Reporting

Sai Sudhir - September 1, 2024

Money Saving

New school absence fines in 2024: What parents need to know

Sai Sudhir - August 16, 2024

Personal Finance

Federal Reserve Fines Green Dot $44 Million For Consumer Compliance Violations

Sai Sudhir - July 20, 2024

Money Saving

New 10 minute grace period to help avoid car parking fines

Sai Sudhir - June 28, 2024

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